Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph John Kendrick is a financial advisor in San Rafael, California. Joseph has been in the industry since 1974, and has experience in both Broker-Dealer and Investment Adviser roles. Joseph is currently registered with Morgan Stanley and has previously worked at CITIGROUP GLOBAL MARKETS INC., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Paul Kendrick & Co., Inc., and PACE SECURITIES, INC. Joseph holds a Series 65 and Series 63 licenses. Joseph Kendrick is also a registered representative in 51 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
04/14/2022 - Present
Morgan Stanley (SAN RAFAEL CA)
CA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
NY
04/12/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/02/1974 - 03/16/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/21/1978 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
07/01/1974 - 06/22/1978
PAUL KENDRICK & CO., INC.
NA
01/25/1978 - 03/15/1978
PACE SECURITIES, INC.
IA
Issued 05/22/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 42 - Registered Options Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1974
Series 1 - Registered Representative Examination
BC
Issued 05/02/1974
Series 000 - General Securities Principal Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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