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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph John Kelly is a financial advisor with over 30 years of experience in the industry. Currently, Joseph is registered with LPL Financial LLC in Wellington, Florida. Joseph is also registered in New Jersey and Texas. Prior to joining LPL Financial LLC, Joseph was registered with TD Ameritrade, Inc., TIAA-CREF Individual & Institutional Services, LLC, Citigroup Investment Services, Dean Witter Reynolds Inc., Prime Capital Services, Inc., BNL Securities Inc., Focus Securities, Inc., NYLIFE Securities Inc., and PML Securities Company. Joseph has held various roles during his career including a General Securities Principal and a Registered Representative. Joseph has passed the Series 7, Series 24, Series 63, and Series 65 exams. Joseph holds a Series 65 registration in Florida and New Jersey. He also holds a Series 63 registration in Florida, New York, and Pennsylvania. Joseph is a registered investment advisor representative in Florida and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
11/20/2024 - Present
LPL Financial LLC (WELLINGTON FL)
NH
11/01/2013 - 01/06/2015
TD AMERITRADE, INC. (MANCHESTER NH)
FL
06/05/1995 - 09/24/2013
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (BOCA RATON FL)
NY
10/27/1993 - 05/01/1995
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
07/19/1991 - 11/03/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
04/30/1990 - 06/21/1991
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
10/28/1988 - 11/21/1988
BNL SECURITIES INC. (SYRACUSE NY)
NA
05/02/1988 - 11/17/1988
FOCUS SECURITIES, INC.
NA
07/10/1987 - 05/19/1988
NYLIFE SECURITIES INC.
NA
05/21/1987 - 06/12/1987
PML SECURITIES COMPANY
IA
Issued 06/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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