Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph John Hartman is a financial advisor registered with Stifel, Nicolaus & Company, Inc. Joseph has been working in the financial industry since 2001 and has worked for several firms including A. G. Edwards & Sons, Inc., Edward Jones, and Wells Fargo Clearing Services, LLC. Joseph is licensed to provide investment advice in 24 states and the District of Columbia. Joseph offers a wide range of financial services, including portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
10/20/2021 - Present
Stifel, Nicolaus & Company, Inc. (LAKE OZARK MO)
MO
01/01/2008 - 10/28/2021
WELLS FARGO CLEARING SERVICES, LLC (CALIFORNIA MO)
MO
01/17/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CALIFORNIA MO)
MO
04/05/1999 - 04/16/2003
EDWARD JONES (ST. LOUIS MO)
BC
Issued 04/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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