Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Esposito is a financial advisor with over 30 years of experience in the financial services industry. He currently works for Raymond James Financial Services Advisors, Inc. and is registered in multiple states. Joseph has a strong background in financial planning, portfolio management, and pension consulting. He provides services to both individuals and businesses, and he has a proven track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
08/18/2016 - Present
Raymond James Financial Services Advisors, Inc. (CLARKS SUMMIT PA)
PA
07/01/2003 - 08/09/2016
WELLS FARGO ADVISORS, LLC (SCRANTON PA)
NY
08/25/1989 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/02/1979 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
BC
Issued 01/17/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/2017
Series 4 - Registered Options Principal Examination
BC
Issued 04/11/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/09/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1983
Series 3 - National Commodity Futures Examination
BC
Issued 12/16/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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