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Joseph John Diventi

Flagstar Advisors

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About Joseph John Diventi

Joseph John Diventi is a registered representative with Flagstar Advisors. Joseph has been in the financial services industry since May 2007. Previously, Joseph worked at HSBC Securities (USA) Inc., Wells Fargo Clearing Services, LLC, INFINEX INVESTMENTS, INC., and J.P. Morgan Securities LLC. Joseph holds the Series 7, 24, 63 and SIE licenses. Joseph is a registered representative in the state of New York.

Firm Information

Joseph Diventi is currently registered with Flagstar Advisors. Flagstar Advisors is an investment advisor headquartered in New York, NY. The firm was formed in May 2000 and has 30 licensed agents, 36 investment advisor representatives, and 45 registered representatives. The firm primarily advises individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and individuals other than high-net-worth. Flagstar Advisors offers investment advisory services including portfolio management for businesses, individuals, and pension consulting. The firm also provides selection of other advisors. Flagstar Advisors manages over $966 million in discretionary assets for 1,588 accounts. They are registered with the SEC and in all 52 states and are a participant in the FINRA arbitration forum.
Flagstar Advisors

1400 BROADWAY

NEW YORK, NY 10018

$966.65M

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Diventi’s Registration & Firm History

NY

02/12/2024 - Present

Flagstar Advisors (New York NY)

NY

11/06/2017 - 06/25/2020

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

10/17/2014 - 10/06/2017

WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)

NY

04/09/2013 - 01/24/2014

INFINEX INVESTMENTS, INC. (NEW YORK NY)

NY

10/01/2008 - 07/27/2011

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

04/11/2001 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/05/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/03/2003

Series 24 - General Securities Principal Examination

BC

Issued 02/08/2024

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph John Diventi.
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