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Joseph John Diguglielmo

Mutual OF America Securities LLC

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About Joseph John Diguglielmo

Joseph John Diguglielmo is a financial advisor with Mutual Of America Securities LLC. Joseph has been in the industry since August 14, 2000. He is registered with the state of New York and North Carolina. Joseph has passed the Series 7, Series 31, Series 63, and Series 65 examinations. Joseph holds licenses in Securities Industry Essentials (SIE), Futures Managed Funds (Series 31), General Securities Representative (Series 7), Uniform Investment Adviser Law Examination (Series 65), and Uniform Securities Agent State Law Examination (Series 63). Previous employers include MUTUAL OF AMERICA LIFE INSURANCE COMPANY and MORGAN STANLEY DW INC.

Firm Information

Joseph Diguglielmo is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Diguglielmo’s Registration & Firm History

NY

07/02/2001 - Present

Mutual OF America Securities LLC (TARRYTOWN NY)

NY

07/02/2001 - 11/23/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (TARRYTOWN NY)

NY

12/12/2000 - 06/25/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

GA

08/01/2000 - 12/04/2000

ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)

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Licenses & Designations

IA

Issued 01/19/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/05/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 07/31/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph John Diguglielmo.
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