Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph John Caterina is a financial advisor with over 20 years of experience in the financial services industry. Joseph is currently registered with Lincoln Investment and Capital Analysts. He is a Certified Financial Planner and holds Series 63, 6TO, SIE and Series 7 licenses. Joseph is also a Registered Representative and Investment Advisor Representative for Lincoln Investment in Kenilworth, New Jersey. Joseph specializes in portfolio management for individuals and businesses, as well as financial planning. He provides investment advisory services to high-net-worth individuals, corporations, and charitable organizations. Joseph's areas of expertise include fixed annuities, mutual funds, and variable annuities. He has worked for several firms throughout his career, including TFS Securities, Inc., Commerce Capital Markets, Inc., Equity Services, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, Quest Capital Strategies, Inc., and Prudential Securities Incorporated. He is committed to helping clients achieve their financial goals through personalized investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
04/11/2007 - Present
Lincoln Investment (Kenilworth NJ)
NJ
07/31/2006 - 11/01/2006
TFS SECURITIES, INC. (LINCROFT NJ)
PA
05/05/2004 - 09/21/2004
COMMERCE CAPITAL MARKETS, INC. (PHILADELPHIA PA)
VT
10/12/1999 - 12/06/2002
EQUITY SERVICES, INC. (MONTPELIER VT)
MA
07/18/1997 - 10/11/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/18/1997 - 10/11/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
CA
11/17/1995 - 06/06/1997
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
09/20/1993 - 12/14/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 02/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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