Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Cataldo is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Basking Ridge, NJ. Joseph has been in the industry since 1990 and has a wide range of experience working with clients. Joseph is registered with FINRA and several state securities authorities. Joseph is also a Registered Investment Advisor and works closely with his clients to develop financial plans that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NJ
04/11/2019 - Present
Raymond James Financial Services Advisors, Inc. (Basking Ridge NJ)
NJ
06/01/2009 - 04/18/2019
MORGAN STANLEY (SHORT HILLS NJ)
NJ
09/11/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SHORT HILLS NJ)
NJ
04/09/1997 - 09/22/2008
CITIGROUP GLOBAL MARKETS INC. (FLORHAM PARK NJ)
NJ
11/13/1995 - 05/16/1997
FIRST INTERREGIONAL EQUITY CORP. (MILBURN NJ)
NJ
04/25/1990 - 11/17/1995
HALPERT AND COMPANY, INC. (MILLBURN NJ)
BOTH
Issued 06/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/19/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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