Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Careccia is a financial advisor with over 17 years of experience in the industry. Joseph is currently registered with LPL Financial LLC. Joseph has experience working with individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit sharing plans, and investment clubs. Joseph also has a background in insurance and real estate. Joseph is committed to providing personalized financial advice to help clients achieve their financial goals. Joseph offers a variety of services, including financial planning, portfolio management, investment management, and insurance. Joseph is dedicated to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
04/03/2023 - Present
LPL Financial LLC (LATHAM NY)
NY
09/16/2016 - 04/03/2023
PFS INVESTMENTS INC. (ALBANY NY)
MA
08/18/2005 - 10/03/2006
LINSCO/PRIVATE LEDGER CORP. (MALDEN MA)
IA
08/21/1998 - 08/19/2005
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NY
03/21/1990 - 01/02/1991
NYLIFE SECURITIES INC. (NEW YORK NY)
NA
05/27/1986 - 11/17/1987
INVESTACORP, INC.
BC
Issued 09/22/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/28/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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