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Joseph John Bustin

Cambridge Investment Research, Inc.

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About Joseph John Bustin

Joseph Bustin has been a registered investment advisor since 1991. Joseph is currently affiliated with Cambridge Investment Research, Inc. Joseph has held previous positions with Broker Dealer Financial Services Corp. and Dickinson & Co. Joseph is licensed in 16 states and has experience in financial and operations principal and general securities representative examinations. Joseph provides investment advice to individuals and families and has a history of providing investment advice to a variety of clients. In addition to Joseph's work at Cambridge Investment Research, Inc., Joseph is an independent insurance agent for various independent insurance companies, a consultant for JBFS, LLC, a volunteer for the CERT Community Emergency Response Team, and an advisory representative for a RIA with CIRA.

Firm Information

Joseph Bustin is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Bustin’s Registration & Firm History

MO

08/01/2008 - Present

Cambridge Investment Research, Inc. (LAKE OZARK MO)

MO

01/28/1992 - 08/01/2008

BROKER DEALER FINANCIAL SERVICES CORP. (LAKE OZARK MO)

IA

05/28/1991 - 11/22/1991

DICKINSON & CO. (DES MOINES IA)

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Licenses & Designations

IA

Issued 04/28/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/21/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/27/1992

Series 24 - General Securities Principal Examination

BC

Issued 05/24/1991

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joseph John Bustin. Review regulatory record here.
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