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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Borgese is a financial advisor with Cetera Investment Advisers LLC. Joseph has been working in the financial services industry since 1991. Joseph holds the Series 6, Series 7, Series 24, Series 63, and Series 65 licenses and is a Certified Financial Planner. Joseph's previous experience includes roles at National Planning Corporation, Allianz Life Financial Services, LLC, OppenheimerFunds Distributor, Inc., Marine Midland Securities, Inc., Royal Alliance Associates, Inc., BHCM Inc., GNA Securities, Inc., Essex National Securities, Inc., Independent Financial Securities, Inc., Invest Financial Corporation, Pruco Securities Corporation, and The Prudential Insurance Company of America. Joseph specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Joseph also has experience in tax preparation services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
03/21/2024 - Present
Cetera Investment Advisers LLC (GILBERTSVILLE PA)
PA
01/04/2011 - 11/02/2017
NATIONAL PLANNING CORPORATION (EMMAUS PA)
MN
04/23/2001 - 01/05/2011
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
NY
02/01/1997 - 03/06/2001
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
03/11/1996 - 01/07/1997
MARINE MIDLAND SECURITIES, INC. (NEW YORK NY)
AZ
10/23/1995 - 11/03/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
TX
02/01/1995 - 09/01/1995
BHCM INC. (HOUSTON TX)
VA
03/02/1994 - 02/01/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
CA
10/08/1993 - 03/02/1994
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NA
06/07/1993 - 10/06/1993
INDEPENDENT FINANCIAL SECURITIES, INC.
WI
07/21/1992 - 02/09/1993
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
02/27/1991 - 05/15/1992
INVEST FINANCIAL CORPORATION (APPLETON WI)
NJ
07/19/1990 - 02/13/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/19/1990 - 02/13/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 6/2/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/21/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/27/1992
Series 7 - General Securities Representative Examination
BC
Issued 7/18/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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