Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph John Alfinito is a financial advisor with over 23 years of experience in the industry. Joseph is currently registered with LPL Financial LLC and holds Series 6, 7, and 66 licenses as well as the SIE. Joseph is a Personal Financial Specialist and also owns and operates a CPA firm, Joseph J. Alfinito, CPA,LLC. Joseph has been working with clients in Rockwall, TX, since 2019, after relocating from Sewell, NJ, where Joseph held previous positions with VSR Financial Services, Inc., Summit Brokerage Services, Inc., and Tower Square Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
10/05/2023 - Present
LPL Financial LLC (ROCKWALL TX)
TX
07/19/2019 - 10/10/2023
SECURITIES AMERICA, INC. (ROCKWALL TX)
TX
09/01/2016 - 07/26/2019
SUMMIT BROKERAGE SERVICES, INC. (ROCKWALL TX)
NJ
09/19/2008 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (SEWELL NJ)
NJ
12/10/2004 - 09/26/2008
TOWER SQUARE SECURITIES, INC. (SEWELL NJ)
CA
08/28/2000 - 12/15/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BOTH
Issued 11/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/25/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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