linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joseph Jemel Steward

PHX Financial, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joseph? Claim Your Profile

About Joseph Jemel Steward

Joseph Steward has been in the securities industry since August 5, 2003. Joseph Steward is currently registered with Phx Financial, Inc. Joseph Steward was previously registered with Spartan Capital Securities, LLC, Legend Securities, Inc., Dawson James Securities, Inc., Coastal Equities, Inc., John Carris Investments LLC, Joseph Gunnar & Co. LLC, Westrock Advisors, Inc., First Merger Capital, Inc, Seaboard Securities, Inc., VFinance Investments, Inc, Great Eastern Securities, Inc., Meyers Associates, L.P., Berry-Shino Securities, Inc., and National Securities Corporation.

Firm Information

Joseph Steward is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joseph Steward’s Registration & Firm History

NY

08/10/2022 - Present

PHX Financial, Inc. (NEW YORK NY)

NY

04/05/2016 - 08/11/2022

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

10/17/2014 - 04/05/2016

LEGEND SECURITIES, INC. (NEW YORK NY)

NY

07/23/2014 - 10/15/2014

DAWSON JAMES SECURITIES, INC. (NEW YORK NY)

NY

04/24/2014 - 07/23/2014

COASTAL EQUITIES, INC. (New York NY)

NJ

03/18/2013 - 05/14/2014

JOHN CARRIS INVESTMENTS LLC (HOBOKEN NJ)

NY

08/25/2010 - 03/19/2013

JOSEPH GUNNAR & CO. LLC (NEW YORK NY)

NY

03/26/2010 - 08/25/2010

WESTROCK ADVISORS, INC. (NEW YORK NY)

NY

02/16/2010 - 03/11/2010

FIRST MERGER CAPITAL, INC (NEW YORK NY)

NY

12/09/2009 - 02/22/2010

SEABOARD SECURITIES, INC. (NEW YORK NY)

NY

01/12/2007 - 12/01/2009

VFINANCE INVESTMENTS, INC (NEW YORK NY)

NY

07/21/2006 - 01/16/2007

GREAT EASTERN SECURITIES, INC. (NEW YORK NY)

NY

08/25/2004 - 06/22/2006

MEYERS ASSOCIATES, L.P. (NEW YORK NY)

AZ

09/04/2003 - 09/22/2004

BERRY-SHINO SECURITIES, INC. (SCOTTSDALE AZ)

FL

08/04/2003 - 09/04/2003

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

NY

06/04/2003 - 07/21/2003

LEGEND SECURITIES, INC. (NEW YORK NY)

Not sure if Joseph Jemel Steward is right for you?

Licenses & Designations

BC

Issued 12/10/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Joseph Jemel Steward. Review regulatory record here.
Not sure if Joseph Jemel Steward is right for you?