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Joseph Jeffrey Cianci

Pickwick Capital Partners, LLC

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About Joseph Jeffrey Cianci

Joseph Cianci is an experienced financial professional with over 25 years of industry experience. Joseph currently works at Pickwick Capital Partners, LLC, as a Registered Representative and Investment Advisor. He previously worked at TELLSON SECURITIES, FUSION ANALYTICS SECURITIES LLC, FIRST NEW YORK SECURITIES L.L.C., UBS SECURITIES LLC, BEAR, STEARNS & CO. INC., and ROBERT FLEMING INC. Joseph has a diverse background and holds several industry licenses and certifications including Series 7, 63, 65, 24, 55, 79, 86, 87, and SIE.

Firm Information

Joseph Cianci is currently registered with Pickwick Capital Partners, LLC. Pickwick Capital Partners, LLC is a Limited Liability Company formed in August 2007. The firm is registered with the SEC and 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Cianci’s Registration & Firm History

NY

02/04/2019 - Present

Pickwick Capital Partners, LLC (WHITE PLAINS NY)

NY

11/21/2017 - 11/05/2018

TELLSON SECURITIES (New York NY)

NY

01/27/2012 - 06/27/2017

FUSION ANALYTICS SECURITIES LLC (New York NY)

NY

06/16/2011 - 01/23/2012

FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)

CT

03/09/2000 - 04/17/2007

UBS SECURITIES LLC (STAMFORD CT)

NY

11/23/1990 - 09/24/1998

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

11/25/1987 - 02/25/1989

ROBERT FLEMING INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/07/2012

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/21/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/10/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2016

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 02/09/2016

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/18/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 06/28/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/15/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Jeffrey Cianci.
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