Unclaimed
Joseph Cianci is an experienced financial professional with over 25 years of industry experience. Joseph currently works at Pickwick Capital Partners, LLC, as a Registered Representative and Investment Advisor. He previously worked at TELLSON SECURITIES, FUSION ANALYTICS SECURITIES LLC, FIRST NEW YORK SECURITIES L.L.C., UBS SECURITIES LLC, BEAR, STEARNS & CO. INC., and ROBERT FLEMING INC. Joseph has a diverse background and holds several industry licenses and certifications including Series 7, 63, 65, 24, 55, 79, 86, 87, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/04/2019 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
11/21/2017 - 11/05/2018
TELLSON SECURITIES (New York NY)
NY
01/27/2012 - 06/27/2017
FUSION ANALYTICS SECURITIES LLC (New York NY)
NY
06/16/2011 - 01/23/2012
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
CT
03/09/2000 - 04/17/2007
UBS SECURITIES LLC (STAMFORD CT)
NY
11/23/1990 - 09/24/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
11/25/1987 - 02/25/1989
ROBERT FLEMING INC. (NEW YORK NY)
BC
Issued 02/07/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/21/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/09/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/18/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/28/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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