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Joseph Jeffrey Adipietro

Pickwick Capital Partners, LLC

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About Joseph Jeffrey Adipietro

Joseph Adipietro is a financial professional with over 17 years of experience in the financial services industry. Joseph is currently registered with Pickwick Capital Partners, LLC and has previously been associated with several other firms including ASGARD Securities, LLC, VENTURE.CO Brokerage Services LLC, Carolina Financial Securities, LLC, Credit Suisse Securities (USA) LLC, Donaldson, Lufkin & Jenrette Securities Corporation, and CITICORP Securities, Inc. Joseph holds a Series 7, Series 63, Series 79TO, Series 82, and SIE.

Firm Information

Joseph Adipietro is currently registered with Pickwick Capital Partners, LLC. Pickwick Capital Partners, LLC is a Limited Liability Company formed in August 2007. The firm is registered with the SEC and 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Adipietro’s Registration & Firm History

NY

05/06/2021 - Present

Pickwick Capital Partners, LLC (WHITE PLAINS NY)

NY

04/26/2019 - 03/19/2020

ASGARD SECURITIES, LLC (NEW YORK NY)

NY

09/18/2018 - 04/30/2019

VENTURE.CO BROKERAGE SERVICES LLC (New York NY)

CT

03/11/2016 - 09/07/2018

CAROLINA FINANCIAL SECURITIES, LLC (DARIEN CT)

NY

12/18/2000 - 11/13/2007

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NJ

11/13/1996 - 12/18/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NY

09/27/1996 - 12/03/1996

CITICORP SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/12/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2016

Series 82 - Limited Representative-Private Securities Offerings

BC

Issued 09/26/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Jeffrey Adipietro.
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