Unclaimed
Joseph Adipietro is a financial professional with over 17 years of experience in the financial services industry. Joseph is currently registered with Pickwick Capital Partners, LLC and has previously been associated with several other firms including ASGARD Securities, LLC, VENTURE.CO Brokerage Services LLC, Carolina Financial Securities, LLC, Credit Suisse Securities (USA) LLC, Donaldson, Lufkin & Jenrette Securities Corporation, and CITICORP Securities, Inc. Joseph holds a Series 7, Series 63, Series 79TO, Series 82, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/06/2021 - Present
Pickwick Capital Partners, LLC (WHITE PLAINS NY)
NY
04/26/2019 - 03/19/2020
ASGARD SECURITIES, LLC (NEW YORK NY)
NY
09/18/2018 - 04/30/2019
VENTURE.CO BROKERAGE SERVICES LLC (New York NY)
CT
03/11/2016 - 09/07/2018
CAROLINA FINANCIAL SECURITIES, LLC (DARIEN CT)
NY
12/18/2000 - 11/13/2007
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
11/13/1996 - 12/18/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
09/27/1996 - 12/03/1996
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 02/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2016
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 09/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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