Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Jay Runyan is a financial advisor associated with Charles Schwab & CO., Inc. Joseph has been in the financial industry since 2014, working for firms such as J.P. Morgan Securities LLC and TD Ameritrade, Inc. Joseph is registered with FINRA as a General Securities Representative and holds both Series 6 and Series 66 licenses. He is also licensed to provide investment advice in the state of California. Joseph specializes in providing financial planning services and referral programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
05/04/2023 - Present
Charles Schwab & CO., Inc. (Cupertino CA)
CA
09/22/2023 - 07/29/2024
TD AMERITRADE, INC. (Cupertino CA)
CA
02/08/2022 - 03/20/2023
J.P. MORGAN SECURITIES LLC (PALO ALTO CA)
CA
05/28/2014 - 01/30/2018
J.P. MORGAN SECURITIES LLC (SOUTH SAN FRANCISCO CA)
BOTH
Issued 03/08/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/12/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/28/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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