Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph James Stroud is an active investment advisor representative at UBS Financial Services Inc. Joseph has been in the industry since June 18, 1985 and has been associated with UBS Financial Services Inc. since February 9, 2007. Prior to working for UBS Financial Services Inc., Joseph was associated with MCDONALD INVESTMENTS INC., MCDONALD & COMPANY SECURITIES, INC. and THE OHIO COMPANY. Joseph Stroud holds Series 63, 65, 7, 8, 9, 10 and SIE licenses. Joseph James Stroud is registered in Montana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
02/09/2007 - Present
UBS Financial Services Inc. (HUDSON OH)
OH
01/21/1987 - 02/09/2007
MCDONALD INVESTMENTS INC. (HUDSON OH)
NA
10/31/1986 - 11/24/1986
MCDONALD & COMPANY SECURITIES, INC.
NA
04/23/1985 - 11/05/1986
THE OHIO COMPANY
IA
Issued 06/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/28/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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