Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph James Stormont is a financial professional with a broad range of experience. Joseph has been in the industry since 2015 and is currently registered with Lazard Freres & Co. LLC. Joseph holds a Series 63, SIE, and Series 79 license. Prior to joining Lazard Freres & Co. LLC, Joseph worked at LAZARD MIDDLE MARKET LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MN
03/31/2022 - Present
Lazard Freres & Co. LLC (MINNEAPOLIS MN)
MN
09/07/2015 - 03/31/2022
LAZARD MIDDLE MARKET LLC (MINNEAPOLIS MN)
BC
Issued 01/13/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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