Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph James Sims is a financial advisor who has been in the industry since 1996. Joseph holds the Series 7, Series 63, and Series 65 licenses. He also is a Chartered Financial Analyst. He is currently registered as an Investment Advisor Representative with Mariner Wealth Advisors in Emeryville, CA. Before this, Joseph worked at The Savant Group in San Francisco, CA and Jefferies & Company, Inc. in New York, NY. Joseph specializes in providing financial planning, portfolio management for individuals, and other advisory services. He has been with Mariner Wealth since December 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/16/2021 - Present
Mariner Wealth (Emeryville CA)
NY
05/19/1999 - 06/30/2000
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
09/22/1997 - 11/04/1998
JEFFERIES & COMPANY, INC. (NEW YORK NY)
CA
12/19/1996 - 09/30/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
IA
Issued 05/20/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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