Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph J. Quigley is a registered representative with Oppenheimer & Co. Inc. Joseph has been in the financial industry for over 20 years and is currently licensed in 39 states. Before joining Oppenheimer & Co. Inc., Joseph worked at WELLS FARGO ADVISORS, LLC and MORGAN STANLEY DW INC. Joseph is a Series 7, Series 9, Series 31, and Series 66 licensed professional and is also a SIE exam holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
07/19/2016 - Present
Oppenheimer & Co. Inc. (DOYLESTOWN PA)
PA
10/01/2004 - 06/20/2011
WELLS FARGO ADVISORS, LLC (QUAKERTOWN PA)
NY
02/28/2001 - 10/06/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/23/1999 - 02/15/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/02/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 10/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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