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Joseph James Perry

Charles Schwab & CO., Inc.

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About Joseph James Perry

Joseph James Perry is a financial advisor currently registered with Charles Schwab & CO., Inc. working from their New York City, New York office. Joseph has been a registered investment advisor since June 2018. Joseph is licensed in 17 states and also holds the Series 66, Series 7, and SIE licenses. Joseph has previous experience with United Brokerage Services, Inc., Capital One Investing, LLC, and Purshe Kaplan Sterling Investments.

Firm Information

Joseph Perry is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Joseph Perry’s Registration & Firm History

NY

04/04/2021 - Present

Charles Schwab & CO., Inc. (New York City NY)

VA

06/06/2018 - 06/06/2019

UNITED BROKERAGE SERVICES, INC (Alexandria VA)

VA

11/17/2015 - 05/03/2018

CAPITAL ONE INVESTING, LLC (MCLEAN VA)

VA

03/04/2015 - 10/05/2015

PURSHE KAPLAN STERLING INVESTMENTS (Tysons Corner VA)

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Licenses & Designations

BOTH

Issued 04/06/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph James Perry.
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