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Joseph James Patterson

Cowen AND Co.

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About Joseph James Patterson

Joseph James Patterson is a registered representative with Cowen AND Co.. Joseph has been in the financial services industry for 2 years and holds the SIE and Series 99TO licenses. Joseph works out of the firm's office in LAKE MARY, FL.

Firm Information

Joseph Patterson is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Patterson’s Registration & Firm History

FL

01/01/2023 - Present

Cowen AND Co. (LAKE MARY FL)

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Licenses & Designations

BC

Issued 12/29/2022

Series 99TO - Operations Professional Examination

BC

Issued 10/10/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph James Patterson.
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