Unclaimed
Joseph James O'Brien is a registered representative with Fidelity Brokerage Services LLC. Joseph is licensed to conduct securities business in all 50 states. Joseph obtained his FINRA Series 7 and Series 63 licenses in January 2022. Joseph is a registered representative with Fidelity Brokerage Services LLC since January 27, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
01/27/2022 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
BC
Issued 02/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/20/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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