Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph James Nicols is a financial advisor currently registered with Trustmont Financial Group, Inc. in Greensburg, PA. Joseph has been in the financial services industry since September 21, 1998 and has held several previous positions at various firms. Joseph is licensed to provide financial advice in California, Florida, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/28/2020 - Present
Trustmont Financial Group, Inc. (GREENSBURG PA)
NY
10/14/2019 - 12/05/2019
WOODSTOCK FINANCIAL GROUP, INC. (West Islip NY)
NC
09/25/2017 - 01/25/2018
SOUTHEAST INVESTMENTS, N.C., INC. (CHARLOTTE NC)
NY
07/18/2014 - 09/24/2015
SECURITIES AMERICA, INC. (AMITYVILLE NY)
NY
07/03/2014 - 08/07/2014
ADIRONDACK TRADING GROUP LLC (NEW WOODSTOCK NY)
NY
01/28/2010 - 06/09/2014
LIBERTY PARTNERS FINANCIAL SERVICES, LLC (HOLBROOK NY)
NY
03/10/2008 - 02/11/2010
AMERICAN CAPITAL PARTNERS, LLC (HAUPPAUGE NY)
NY
08/22/2005 - 02/24/2006
GUNNALLEN FINANCIAL, INC (LINDENHURST NY)
FL
01/10/2005 - 05/04/2005
R.M. STARK & CO., INC. (LAKE WORTH BEACH FL)
NY
10/05/2004 - 11/01/2004
MILESTONE FINANCIAL SERVICES, INC. (BOHEMIA NY)
GA
08/05/2003 - 10/01/2004
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
GA
07/22/2003 - 08/07/2003
RAIKE FINANCIAL GROUP INC. (WOODSTOCK GA)
NY
10/14/2002 - 07/10/2003
AMERICAN CAPITAL PARTNERS, LLC (HAUPPAUGE NY)
NY
09/04/2002 - 11/04/2002
KIRLIN SECURITIES INC. (SYOSSET NY)
FL
06/27/2001 - 09/05/2002
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MA
04/08/1998 - 07/10/2001
DELTA EQUITY SERVICES CORPORATION (BOLTON MA)
NY
08/14/1996 - 03/27/1998
JOSEPHTHAL & CO., INC. (NEW YORK NY)
GA
02/05/1997 - 02/07/1997
ARGENT SECURITIES, INC. (ATLANTA GA)
MO
05/15/1995 - 08/14/1996
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NY
07/08/1993 - 06/13/1995
LEW LIEBERBAUM & CO., INC. (GARDEN CITY NY)
NY
02/01/1993 - 07/08/1993
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
10/19/1992 - 02/16/1993
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
NA
03/24/1988 - 10/25/1988
F.D. ROBERTS SECURITIES, INC.
IA
Issued 12/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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