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Joseph James Murphy

Ingalls & Snyder, LLC

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About Joseph James Murphy

Joseph James Murphy has been in the financial industry since 1995. Joseph currently works at Ingalls & Snyder, LLC, in the New York City branch. Joseph has held previous positions with R.J. O’BRIEN SECURITIES, LLC, REFCO SECURITIES, LLC, HSBC SECURITIES, INC., and CHASE SECURITIES, INC. Joseph holds Series 3, 7, 30 and 63 licenses. Joseph has a total of 5 state registrations and has been working for Ingalls & Snyder, LLC since 2015.

Firm Information

Joseph Murphy is currently registered with Ingalls & Snyder, LLC. Ingalls & Snyder, LLC, is a Limited Liability Company that has been approved since January 2, 1996. The firm's main office is located in NEW YORK, NY. The firm offers a range of advisory services, including financial planning, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles. The firm has approximately $6,897,915,721 in regulatory assets under management, with 4,189 total accounts. The firm serves a variety of clients including high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth, charitable organizations, and pension and profit-sharing plans.
Ingalls & Snyder, LLC

1 ROCKEFELLER PLAZA

NEW YORK, NY 10020

$6.90B

Assets Under Management

1

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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please see "miscellaneous" on schedule d.

Please see "miscellaneous" on schedule d.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Joseph Murphy’s Registration & Firm History

NY

07/08/2021 - Present

Ingalls & Snyder, LLC (NEW YORK NY)

IL

04/07/2009 - 10/11/2013

R.J. O'BRIEN SECURITIES, LLC (CHICAGO IL)

NY

05/07/1999 - 12/13/2005

REFCO SECURITIES, LLC (NEW YORK NY)

NY

06/28/1995 - 03/12/1999

HSBC SECURITIES, INC. (NEW YORK CITY NY)

MD

07/03/1990 - 06/22/1995

CHASE SECURITIES, INC. (NEW YORK MD)

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Licenses & Designations

BC

Issued 03/26/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/08/2011

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2008

Series 3 - National Commodity Futures Examination

BC

Issued 03/17/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph James Murphy.
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