Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph James Montenegrino is a financial advisor with over 25 years of experience in the industry. Joseph James is currently registered with Vanguard Marketing Corp. Joseph James is a Series 6, 7, 24, 53 and 63 licensed professional. Prior to joining Vanguard Marketing Corp., Joseph James worked at Simmers Capital Management Corporation. Joseph James is licensed in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
03/28/1997 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
09/26/1996 - 01/23/1997
SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)
BC
Issued 08/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/20/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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