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Joseph James Longobardi

Smbc Nikko Securities America, Inc.

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About Joseph James Longobardi

Joseph Longobardi is a securities professional with over 20 years of experience in the industry. Joseph currently works at Smbc Nikko Securities America, Inc. Joseph has a background in research and analysis, holding the Series 86 and 87 licenses. He is a registered representative with FINRA and holds Series 7 and 63 licenses, Joseph's experience includes time at CIT Capital Securities LLC, RBC Capital Markets, LLC, and J.P. Morgan Securities Inc..

Firm Information

Joseph Longobardi is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Longobardi’s Registration & Firm History

NY

02/02/2022 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

04/18/2012 - 07/01/2020

CIT CAPITAL SECURITIES LLC (NEW YORK NY)

NY

07/24/2009 - 03/22/2012

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

10/05/2004 - 08/06/2007

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

06/17/2002 - 08/06/2003

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/29/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/2009

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/14/2009

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 06/14/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Joseph James Longobardi.
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