Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph James Lisanti is a financial professional with over two decades of experience in the industry. Joseph has held positions at several prominent firms including HSBC Securities (USA) Inc., HSBC Brokerage (USA) Inc., WM Financial Services, Inc., and Morgan Stanley DW Inc. Currently, Joseph is registered with Ameriprise Financial Services, LLC and is active in both broker-dealer and investment adviser capacities. Joseph's areas of expertise include portfolio management for individuals and businesses, financial planning, and asset allocation services. He is licensed to provide advisory services in multiple states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/16/2021 - Present
Ameriprise Financial Services, LLC (ROCKVILLE CENTER NY)
NY
01/01/2005 - 11/04/2013
HSBC SECURITIES (USA) INC. (CEDARHURST NY)
NY
12/10/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
CA
07/10/2003 - 12/09/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
03/19/2001 - 07/02/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 04/18/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/10/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 03/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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