Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph James Labriola is a financial advisor with over 16 years of experience in the financial services industry. Joseph is currently registered with Santander US Capital Markets LLC. Joseph has held previous positions with KGS-ALPHA CAPITAL MARKETS, L.P., and CANTOR FITZGERALD & CO. Joseph holds the Series 7 and Series 66 licenses, and the SIE exam. Joseph is registered to offer securities in 25 states across the U.S. Joseph has been active in the financial services industry since 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/04/2014 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
10/02/2013 - 07/29/2014
KGS-ALPHA CAPITAL MARKETS, L.P. (NEW YORK NY)
NY
04/12/2006 - 10/08/2013
CANTOR FITZGERALD & CO. (NEW YORK NY)
NJ
10/12/2005 - 03/29/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 12/23/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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