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Joseph James Kleinwachter

Associated Investment Services, Inc.

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About Joseph James Kleinwachter

Joseph Kleinwachter is a financial professional with over 18 years of experience in the industry. Joseph is currently registered with Associated Investment Services, Inc. in Illinois and 23 other states. Joseph has previously worked at RBS SECURITIES INC., ABN AMRO INCORPORATED, and LASALLE FINANCIAL SERVICES, INC. Joseph is a Series 7, Series 24, Series 63, and SIE licensed professional. Joseph specializes in Mutual Fund Wrap, Financial Planning, and Portfolio Management for Individuals.

Firm Information

Joseph Kleinwachter is currently registered with Associated Investment Services, Inc.. Associated Investment Services, Inc., is a Corporation based in GREEN BAY, WI, that was formed on 1923-03-23. The firm provides financial planning and portfolio management for individuals, as well as selection of other advisers. They also offer mutual fund wrap services. Associated Investment Services, Inc. has a total of 862,552,767 regulatory assets under management, which include 4,578 non-discretionary accounts.
Associated Investment Services, Inc.

433 MAIN STREET

GREEN BAY, WI 54301-5114

$862.55M

Assets Under Management

Not reported

Total Clients

61

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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mutual fund wrap

Mutual fund wrap

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Kleinwachter’s Registration & Firm History

IL

05/08/2014 - Present

Associated Investment Services, Inc. (CHICAGO IL)

IL

10/01/2008 - 06/25/2013

RBS SECURITIES INC. (CHICAGO IL)

IL

01/04/2007 - 10/03/2008

ABN AMRO INCORPORATED (CHICAGO IL)

IL

09/30/2004 - 12/31/2006

LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/06/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/06/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph James Kleinwachter.
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