Unclaimed
Joseph James Haman is a registered representative with MML Investors Services, LLC. Joseph has been in the securities industry since 2008. Joseph is licensed to sell securities in 29 states and is registered as an investment adviser representative in North Dakota and Texas. Joseph has a Series 6, 7, and 66 license. Joseph also works for MassMutual Life Insurance Company. Joseph's office is located in Fargo, ND. Joseph has a history of providing advice to individuals, businesses, and retirement plans. Joseph specializes in financial planning, asset allocation, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
ND
03/09/2018 - Present
MML Investors Services, LLC (Fargo ND)
ND
04/18/2008 - 11/14/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (BISMARCK ND)
BOTH
Issued 06/29/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2017
Series 7 - General Securities Representative Examination
BC
Issued 04/17/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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