Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph James Downs is a financial advisor with over 20 years of experience in the industry. He is currently registered with Evercore Group LLC. Joseph has held prior positions with M.S. Howell & Co., Gleacher & Company Securities, Inc., Broadpoint Amtech, Inc., and Soundview Technology Corporation. Joseph is licensed to offer securities and investment advice in 37 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/06/2017 - Present
Evercore Group LLC (SAN FRANCISCO CA)
AZ
02/04/2013 - 12/31/2016
M. S. HOWELLS & CO. (SCOTTSDALE AZ)
CA
06/16/2010 - 02/16/2011
GLEACHER & COMPANY SECURITIES, INC. (SAN FRANCISCO CA)
CA
02/03/2003 - 06/25/2010
BROADPOINT AMTECH, INC. (SAN FRANCISCO CA)
CT
06/28/1999 - 02/24/2003
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
BC
Issued 08/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe EDGA Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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