Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph James Dondero is a financial advisor with Broadridge Business Process Outsourcing, LLC. Joseph has been in the financial industry since 2008. Joseph holds the Series 7, Series 24, Series 27, Series 63 and Series 99TO licenses. Joseph is registered with the state of New York. Joseph is also a Registered Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/06/2013 - Present
Broadridge Business Process Outsourcing, LLC (Edgewood NY)
NY
02/05/2007 - 08/15/2011
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 03/01/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/24/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Dondero is the right advisor for you? Invested Better is here to help.
