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Joseph James D'ambrosio

Prudential Investment Management Services LLC

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About Joseph James D'ambrosio

Joseph James D'ambrosio is a financial professional with over 20 years of experience in the industry. Joseph D'ambrosio is currently registered with Prudential Investment Management Services LLC. Prior to that, Joseph D'ambrosio was registered with Raymond James & Associates, Inc., Deutsche Bank Securities Inc., Ruane, Cunniff & Goldfarb LLC, Tobias Bros. Inc., Monarch Financial Corporation of America, Fleet Securities, Inc., Nash, Weiss & Co., and Nash, Weiss & Co.. Joseph D'ambrosio holds the Series 7, Series 24, Series 55, Series 57TO, Series 63 and SIE licenses. Joseph D'ambrosio is registered in New Jersey.

Firm Information

Joseph D'ambrosio is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph D'ambrosio’s Registration & Firm History

NJ

08/04/2022 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NY

09/06/2016 - 10/12/2020

RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)

NY

06/01/2015 - 09/06/2016

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

03/03/2011 - 08/27/2014

RUANE, CUNNIFF & GOLDFARB LLC (NEW YORK NY)

NY

11/21/2005 - 02/07/2007

TOBIAS BROS. INC. (NEW YORK NY)

NY

06/18/2001 - 05/17/2005

MONARCH FINANCIAL CORPORATION OF AMERICA (NEW YORK NY)

TX

02/02/1998 - 06/06/2001

FLEET SECURITIES, INC. (DALLAS TX)

NJ

10/14/1997 - 02/02/1998

NASH, WEISS & CO. (JERSEY CITY NJ)

NJ

07/08/1996 - 10/14/1997

NASH, WEISS & CO. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 11/21/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/22/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/03/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph James D'ambrosio.
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