Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph James Cina is a financial advisor with over 29 years of experience in the industry. Joseph is currently registered with LPL Financial LLC, working from their office in SAN DIEGO, CA. Prior to joining LPL Financial LLC, Joseph worked with several other firms including National Securities Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Charles Schwab & Co., Inc. Joseph specializes in providing investment advisory services to individuals, corporations and other businesses. Joseph is also registered as an investment advisor representative in Connecticut and is licensed in a variety of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/11/2019 - Present
LPL Financial LLC (SAN DIEGO CA)
FL
11/30/2016 - 08/22/2019
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
CT
01/22/2016 - 11/30/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTPORT CT)
CT
03/28/1994 - 05/14/2015
CHARLES SCHWAB & CO., INC. (STAMFORD CT)
MI
01/05/1993 - 03/25/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
NY
08/18/1992 - 01/14/1993
D. H. BLAIR & CO., INC. (NEW YORK NY)
IA
Issued 08/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/01/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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