Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph James is an investment professional with over 6 years of experience in the financial services industry. Joseph James is currently registered with MML Investors Services, LLC and holds active registrations in Oklahoma and Indiana. Joseph James has a Series 6, Series 63, and Series 65 licenses. Joseph James has previously been associated with Hornor, Townsend & Kent, LLC and PFS Investments Inc. Joseph James's areas of expertise include financial planning, asset allocation programs, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
OK
10/18/2023 - Present
MML Investors Services, LLC (Oklahoma City OK)
OK
07/19/2021 - 10/26/2023
HORNOR, TOWNSEND & KENT, LLC (OKLAHOMA CITY OK)
OK
01/14/2019 - 06/03/2021
PFS INVESTMENTS INC. (MOORE OK)
IA
Issued 04/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/24/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2019
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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