Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Jacob Miller is a financial professional with over 15 years of experience in the industry. Joseph Miller is currently registered with Alexander Capital, LP in Red Bank, NJ and previously worked for several other firms including MML Investors Services, LLC, Chimera Securities, LLC, Betterment Securities, Madison Proprietary Trading Group, LLC and Assent LLC. Joseph Miller holds the Series 7, Series 55, Series 57TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
02/01/2023 - Present
Alexander Capital, LP (RED BANK NJ)
NY
05/21/2019 - 02/01/2023
MML INVESTORS SERVICES, LLC (STATEN ISLAND NY)
NY
09/01/2011 - 04/04/2019
CHIMERA SECURITIES, LLC (NEW YORK NY)
NY
02/18/2010 - 04/14/2011
BETTERMENT SECURITIES (NEW YORK NY)
NY
03/17/2010 - 04/01/2011
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
NY
06/02/2008 - 02/17/2010
ASSENT LLC (NEW YORK NY)
BC
Issued 09/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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