Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph J. Spitz is a financial advisor with Santander US Capital Markets LLC located in New York, NY. Joseph has been in the financial services industry since 2009. Joseph has a Series 7, Series 63, and SIE license. Joseph has previously worked at R.J. O'BRIEN SECURITIES, LLC, BMO CAPITAL MARKETS CORP., BMO CAPITAL MARKETS GKST INC., E D & F MAN CAPITAL MARKETS INC., and WUNDERLICH SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/29/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
04/20/2023 - 11/13/2023
R.J. O'BRIEN SECURITIES, LLC (New York NY)
IL
03/13/2013 - 09/28/2022
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
NY
07/19/2013 - 10/20/2015
BMO CAPITAL MARKETS GKST INC. (NEW YORK NY)
NY
08/30/2012 - 02/27/2013
E D & F MAN CAPITAL MARKETS INC. (NEW YORK NY)
NY
12/24/2008 - 09/11/2012
WUNDERLICH SECURITIES, INC. (NEW YORK NY)
BC
Issued 01/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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