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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph J Praino is a financial advisor at LPL Financial LLC. Joseph has been in the industry since 1993 and has experience in a number of different areas including investment management, financial planning, and insurance. Joseph is registered with the state of New York and holds a number of professional designations, including the Series 7, 63, 24, 53, and 65 licenses. Joseph has been employed with LPL Financial LLC since 2020. Prior to that, Joseph worked at HSBC Securities (USA) Inc. and Chase Investment Services Corp. Joseph has been registered with the state of New York since 2020 and with LPL Financial LLC since 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/03/2021 - Present
LPL Financial LLC (PURCHASE NY)
NY
04/01/2008 - 10/19/2020
HSBC SECURITIES (USA) INC. (RYE NY)
NY
10/04/2006 - 03/05/2008
CHASE INVESTMENT SERVICES CORP. (WHITE PLAINS NY)
NY
10/08/1999 - 10/04/2006
BNY INVESTMENT CENTER INC. (NEW ROCHELLE NY)
CA
06/23/1994 - 11/03/1999
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
06/28/1993 - 05/26/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 08/10/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 02/14/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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