Unclaimed
Joseph Mezzacappa is a financial professional with over 20 years of experience in the financial services industry. Joseph has a broad range of experience, working for firms like Morgan Stanley, Barclays Capital, and now J.P. Morgan Securities LLC. Joseph specializes in providing financial advice to individuals, families, and corporations. Joseph is committed to helping clients achieve their financial goals through personalized financial planning and investment management strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
11/12/2012 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
07/06/2011 - 10/12/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/01/2006 - 06/24/2011
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
IL
02/13/2004 - 08/06/2004
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
VA
08/22/2003 - 08/06/2004
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CT
03/13/2000 - 08/26/2003
GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)
NY
09/09/1999 - 11/01/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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