Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph J Getz is a financial advisor in Omaha, NE. Joseph has been in the industry since November 24, 2006. Joseph currently works for Axos Clearing LLC. Previously, Joseph was registered with TD AMERITRADE, INC. and TD AMERITRADE CLEARING, INC. in Omaha, NE. Joseph holds the following licenses: Series 4, Series 7, Series 24, Series 63 and SIE. Joseph is registered in Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
06/09/2021 - Present
Axos Clearing LLC (Omaha NE)
NE
11/01/2016 - 01/11/2021
TD AMERITRADE, INC. (OMAHA NE)
NE
03/17/2010 - 12/31/2020
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
05/12/2006 - 01/26/2010
TD AMERITRADE, INC. (BELLEVUE NE)
BC
Issued 05/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/03/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joseph Getz is the right advisor for you? Invested Better is here to help.
