Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph J. Farricielli is an active securities broker and investment advisor representative with Cantor Fitzgerald & Co., where he has been working since 2019. Prior to his current role, Joseph was a registered representative at William Blair from 2019 to 2019 and Odeon Capital Group LLC from 2016 to 2018. He has worked in the financial services industry for over a decade and has experience in various roles including investment banking and institutional sales. Joseph is registered with the Financial Industry Regulatory Authority (FINRA) and holds several professional licenses, including Series 6, 7, 63, 86, and 87. He also holds the Securities Industry Essentials (SIE) designation. Joseph is licensed to practice in several states, including California, Connecticut, Massachusetts, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/03/2019 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
01/16/2019 - 05/08/2019
WILLIAM BLAIR (NEW YORK NY)
NY
12/08/2016 - 08/24/2018
ODEON CAPITAL GROUP LLC (NEW YORK NY)
NY
12/08/2010 - 03/28/2014
CANTOR FITZGERALD & CO. (NEW YORK NY)
CA
08/11/2003 - 01/24/2006
IMPERIAL CAPITAL, LLC (LOS ANGELES CA)
MA
03/28/1995 - 01/26/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/28/1995 - 01/26/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 12/09/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2017
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/08/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/01/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/27/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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