Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Dolan is a financial advisor with over 20 years of experience in the industry. Joseph is currently registered with MML Investors Services, LLC, a large firm based in Springfield, MA with over 7,000 registered representatives nationwide. Previously, Joseph worked for Legg Mason Investor Services, LLC, Citigroup Global Markets Inc., and The Dreyfus Service Corporation, among other firms. Joseph offers a range of financial services including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Joseph is also a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
12/19/2024 - Present
MML Investors Services, LLC (NEW YORK NY)
CT
04/15/2008 - 08/08/2011
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
CT
12/01/2005 - 04/09/2008
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
05/05/1997 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MO
11/17/1995 - 11/15/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
04/26/1994 - 10/17/1995
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
12/07/1992 - 03/15/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
06/28/1989 - 12/19/1991
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
BOTH
Issued 08/28/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/20/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/05/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2005
Series 24 - General Securities Principal Examination
BC
Issued 09/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/23/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1992
Series 7 - General Securities Representative Examination
BC
Issued 05/30/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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