Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Irving Rosenberger is a financial advisor with LPL Financial LLC in WAYNESBORO, VA. Joseph has been in the industry since 1982. Prior to joining LPL Financial LLC, Joseph was a financial advisor at Commonwealth Financial Network, American General Securities Incorporated, Travelers Equities Sales, Inc., Comprehensive Financial Services, Inc., American Express Financial Advisors Inc., and IDS Financial Services Inc. Joseph is registered to provide investment advice in Connecticut, Florida, Georgia, Indiana, Montana, Nebraska, North Carolina, South Carolina, Tennessee, Texas, and Virginia. Joseph holds Series 6, 7, 22, 24, 63, and 65 licenses. Joseph also holds a Series SIE license. Joseph is a member of FINRA and has been involved in the financial services industry for more than 40 years. Joseph’s clients include individuals, high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
03/11/2002 - Present
LPL Financial LLC (WAYNESBORO VA)
MA
07/30/1999 - 03/01/2002
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
AZ
03/30/1993 - 07/30/1999
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
NA
07/09/1990 - 03/09/1993
TRAVELERS EQUITIES SALES, INC.
CA
05/12/1988 - 03/09/1993
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
NA
01/06/1989 - 07/25/1990
COMPREHENSIVE FINANCIAL SERVICES, INC.
NA
09/28/1982 - 05/04/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
09/08/1982 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 11/16/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 02/03/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/22/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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