Unclaimed
Joseph Infantino has been active in the financial industry since May 21, 1997. Joseph is currently registered with Velocity Clearing, LLC in New York. Joseph is also registered with Prime Executions, Inc. and HSBC Securities (USA) Inc. in New York. Joseph holds Series 7, 10, 24, 55, 57TO, 79TO and SIE licenses. Joseph is also licensed in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/20/2022 - Present
Velocity Clearing, LLC (New York NY)
NY
12/06/2021 - 07/13/2022
PRIME EXECUTIONS, INC. (NEW YORK NY)
NY
01/20/1997 - 04/19/2021
HSBC SECURITIES (USA) INC. (NEW YORK NY)
MI
01/01/1996 - 04/23/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 11/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/03/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/23/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 02/04/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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