Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Ignacio Manzo is a financial professional with over 14 years of experience in the industry. Joseph is currently registered with Principal Securities, Inc. and holds a Series 63, 65, 7, and SIE licenses. Joseph is a Registered Investment Advisor (RIA) and is also a licensed insurance agent, selling fixed life, fixed annuities, LTC, DI and health insurance. Joseph has previously worked with Waddell & Reed, Inc. and Ameriprise Financial Services, Inc.. Joseph Manzo has worked with clients including individuals, high-net-worth individuals, charitable organizations, corporations or other businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
06/18/2021 - Present
Principal Securities, Inc. (Roseville CA)
CA
05/01/2009 - 07/14/2010
WADDELL & REED, INC. (SACRAMENTO CA)
CA
11/10/2008 - 01/13/2009
AMERIPRISE FINANCIAL SERVICES, INC. (ROSEVILLE CA)
IA
Issued 08/13/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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