Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Ian Simon is a registered representative with Bbva Securities Inc. Joseph has been in the industry since October 1, 2015. He is licensed to sell securities in all 50 states and the District of Columbia. Joseph holds Series 7 and Series 63 licenses. He is also a registered representative with FINRA and the SRO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/03/2022 - Present
Bbva Securities Inc. (NEW YORK NY)
OH
09/22/2015 - 04/22/2022
NAVIAN CAPITAL SECURITIES LLC (CINCINNATI OH)
BC
Issued 05/13/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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