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Joseph Hugh McGinn

Brown, Lisle/cummings, Inc.

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About Joseph Hugh McGinn

Joseph McGinn is a registered investment advisor representative with Brown, Lisle/cummings, Inc. based in Providence, Rhode Island. Joseph McGinn has been in the securities industry since June 6, 1993. Joseph McGinn has a total of 23 state licenses and 1 Investment Advisor license. Joseph McGinn is a Certified Financial Planner.

Firm Information

Joseph McGinn is currently registered with Brown, Lisle/cummings, Inc.. Brown, Lisle/cummings, Inc. is a Corporation that was formed in 1965. They are based in PROVIDENCE, RI and are registered with the SEC and 35 states. Their services include Financial Planning, Portfolio Management for Businesses, and Portfolio Management for Individuals. They serve individuals, corporations and other businesses, and high-net-worth individuals, managing over $342,774,504 in assets. They have a wrap fee program and have been the subject of 7 regulatory events.
Brown, Lisle/cummings, Inc.

ONE TURKS HEAD PLACE

PROVIDENCE, RI 02903

$342.77M

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph McGinn’s Registration & Firm History

RI

05/08/2007 - Present

Brown, Lisle/cummings, Inc. (PROVIDENCE RI)

NA

06/06/1996 - 06/28/1996

BROWN, LISLE/CUMMINGS, INC.

NY

05/25/1993 - 06/05/1996

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 05/07/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/28/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Hugh McGinn.
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