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Joseph Huckleby

Fifth Third Securities, Inc.

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About Joseph Huckleby

Joseph Huckleby is a financial advisor with Fifth Third Securities, Inc. located in WESTMONT, IL. Joseph has been in the industry since 2013. Joseph is registered with FINRA as a General Securities Representative and holds a Series 7, 6, and 66 license. Joseph has worked at J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and U.S. BANCORP INVESTMENTS, INC. before joining Fifth Third Securities, Inc. The firm provides a wide range of financial products and services to individuals, businesses, and institutions. They offer investment management, financial planning, and retirement planning services. The firm is dedicated to helping clients achieve their financial goals.

Firm Information

Joseph Huckleby is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

640 PASQUINELLI DRIVE

WESTMONT, IL 60559

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Huckleby’s Registration & Firm History

IL

11/14/2023 - Present

Fifth Third Securities, Inc. (WESTMONT IL)

IL

03/14/2022 - 11/10/2023

U.S. BANCORP INVESTMENTS, INC. (NAPERVILLE IL)

IL

11/04/2019 - 03/16/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ORLAND PARK IL)

IL

06/06/2016 - 11/06/2019

J.P. MORGAN SECURITIES LLC (NAPERVILLE IL)

IL

10/01/2012 - 04/01/2015

J.P. MORGAN SECURITIES LLC (NAPERVILLE IL)

IL

08/13/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (NAPERVILLE IL)

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Licenses & Designations

BOTH

Issued 2/10/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/10/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/5/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/10/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Huckleby.
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