Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Hsioh-tsuei Lee is a financial advisor at Transglobal Advisory, LLC. Joseph has been in the industry for over 30 years and holds Series 7, 24, and 63 licenses. Joseph has a proven track record of success in providing financial advice to individuals, families, and businesses. Joseph specializes in financial planning, portfolio management, and estate planning. Joseph is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Cash management and estate planning
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
02/09/2023 - Present
Transglobal Advisory, LLC (MONROVIA CA)
CA
01/02/2018 - 04/03/2019
CETERA INVESTMENT SERVICES LLC (Monterey Park CA)
CA
02/28/2017 - 09/15/2017
LPL FINANCIAL LLC (ORANGE CA)
CA
01/13/2011 - 02/28/2017
CETERA INVESTMENT SERVICES LLC (IRVINE CA)
CA
02/17/2009 - 07/20/2009
LPL FINANCIAL CORPORATION (CITY OF INDUSTRY CA)
CA
11/01/2004 - 03/04/2009
UCB INVESTMENT SERVICES, INC. (ROWLAND HEIGHTS CA)
CA
07/16/2001 - 11/01/2004
SINOPAC FINANCIAL SERVICES (USA) LTD. (INDUSTRY CA)
NY
10/01/2000 - 05/22/2001
BROWN BROTHERS HARRIMAN & CO. (NEW YORK NY)
GA
01/20/1998 - 04/13/1999
WMA SECURITIES, INC. (DULUTH GA)
CA
09/17/1996 - 11/20/1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NY
11/30/1995 - 09/20/1996
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
07/19/1995 - 11/20/1995
SUPPES SECURITIES, INC. (NYC NY)
NA
11/03/1994 - 08/30/1995
HTL SECURITIES, INC.
NY
11/01/1994 - 08/22/1995
GRANT BETTINGEN, INC. (NEW YORK NY)
FL
05/29/1992 - 10/25/1994
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
MO
09/04/1990 - 05/22/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
03/13/1990 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
IL
07/19/1988 - 03/05/1990
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
NA
04/11/1988 - 07/14/1988
SHEARSON LEHMAN HUTTON INC.
NA
01/19/1988 - 04/11/1988
E. F. HUTTON & COMPANY INC
BC
Issued 02/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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